Effective Date: 02 Feburary 2025
Last Updated: 06 June 2025

At Redland Securities, we are committed to conducting our business ethically and with integrity. This Modern Slavery Statement outlines the steps we take to prevent modern slavery and human trafficking in our operations and supply chains.

This statement is made in accordance with applicable modern slavery legislation, including but not limited to the UK Modern Slavery Act 2015 and the Australian Modern Slavery Act 2018.

Our Business

Redland Securities is a financial services provider, that operates from our offices in Hong Kong. Our mission is to deliver secure, transparent, and accessible financial services to individuals and businesses.

We operate in a professional sector with a relatively low risk of modern slavery, but we recognize that risk may still exist — particularly through our third-party suppliers, partners, or service providers.

Our Commitment

We have a zero-tolerance approach to modern slavery, human trafficking, forced labor, and all forms of exploitation. We are committed to ensuring that our supply chains and internal operations are free from slavery and human trafficking.

Our Supply Chains

Our supply chains include:

  • Technology vendors (e.g., cloud hosting, software)
  • Financial and legal service providers
  • Office and facilities management
  • Marketing and communications firms
  • Professional services consultants

While most of our suppliers are located in low-risk jurisdictions, we assess and review our relationships regularly to ensure ethical standards are maintained.

Policies and Procedures

To support our commitment, we have the following in place:

  • Code of Conduct: All employees, contractors, and partners must comply with our ethical guidelines.
  • Supplier Code of Conduct: We require suppliers to comply with laws related to labor, human rights, and modern slavery.
  • Whistleblower Policy: Enables safe, anonymous reporting of unethical behavior or labor practices.
  • Due Diligence Processes: Includes vetting of new suppliers and periodic risk assessments of existing relationships.
Risk Assessment and Management

We regularly assess modern slavery risks across our business and suppliers. Higher-risk categories (e.g., third-party staffing, international outsourcing) are monitored more closely. If a supplier is found to violate our standards, we will take immediate corrective action, including potential termination of the relationship.

Training and Awareness

We educate our staff — especially those in procurement, compliance, and operations — on modern slavery risks and reporting obligations. Employees are encouraged to remain vigilant and report any concerns promptly.

Measuring Effectiveness

We evaluate the effectiveness of our efforts through:

  • Regular reviews of supplier compliance
  • Monitoring and investigating reports or concerns
  • Ongoing updates to training and due diligence procedures
  • Annual review of this Statement and related policies
Approval and Oversight

This statement has been approved by the Board of Directors of Redland Securities and will be reviewed and updated annually to reflect our ongoing commitment.

Signed,

Name: William Vogel

Title: Managing Partner

Company: Redland Securities

Date: 06 Jun 2025